Legal Stuff: Are Surprise Witnesses Real?

I'm a practicing lawyer as well as an author, so I get a lot of questions from other writers about legal stuff. I'll address some of the more common ones in a periodic series starting today. If you've got a particular question you'd like to see answered, leave a comment or e-mail me through my website: www.rickacker.com.

Question: "I've heard that there's really no such thing as a surprise witness. Is that true?"

Answer: Generally. Surprise witnesses are like car crashes: They rarely happen if everyone is paying attention and following the rules, but you'll probably see one now and then anyway.

Why are surprise witnesses so rare? Before a case goes to trial, lawyers are allowed to engage in a lengthy process called discovery. They get to ask the other side for all sorts of information--including the identities of any witnesses their opponents may call. They then get to "depose" those witnesses, a process in which the witness is required to answer questions under oath for hours, sometimes days or even weeks.

And just to make sure neither side gets surprised, most courts require parties to exchange witness lists before trial. If there's a surprise witness on one side's list, the judge will generally either (a) give the other side an opportunity to depose the witness or (b) bar the witness from testifying.

With all those protections, how do any surprise witnesses wind up on the stand? Here are a few ways that can happen:

1. The surprise testimony comes during an emergency hearing (e.g., on a temporary restraining order, or TRO) and there's been no opportunity to depose the witness or even find out who he/she is.

2. The other side makes a tactical decision not to depose the witness. For example, I saw this happen in a case where the witness lived in Greece and opposing counsel thought his testimony would be inconsequential. They took a gamble (a bad one as it turned out) and decided not go through the hassle of taking an international depo. This wasn't technically an instance of a surprise witness so much as surprise testimony, but the effect was the same.

3. The lawyer who took the deposition (commonly called "depos" among legal professionals) didn't ask quite the right questions or didn't follow up sufficiently on a witness's evasive or ambiguous answers. It's common to have junior lawyers handle most of the depositions and other discovery, while senior attorneys handle the trial. As a result, the lawyer handling the examination at trial may take some calculated risks in asking questions that weren't asked at the depo--and may get surprised as a result.

The Cost of Those AIG Bonuses

The collective wrath of all right-thinking people in and out of Washington D.C. has now intimidated AIG employees into disgorging $50 million in bonuses. Well, good. They weren't the same ones who got AIG into trouble(http://www.washingtonpost.com/wp-dyn/content/article/2009/03/18/AR2009031804104.html), but so what? They worked at AIG, and they are therefore guilty by association. Besides, we just saved $50 million in taxpayer money, right?

The only problem is that everyone else on Wall Street was watching what happened to AIG. Those are, of course, the same people who are supposed to partner with the federal government in the trillion-dollar plan Secretary Geithner just announced. They sound a little unnerved, according to the Economist:

"Will private investors nibble? The potential returns look juicy, even though they must share profits equally with the taxpayer. Big firms that would be in the running to manage funds in the programme, such as BlackRock and PIMCO, have given it a cautious welcome. But others, such as hedge funds and private-equity groups, are wary of participating in government-backed plans after witnessing the hysteria whipped up over bonus payments at American International Group (AIG), a clapped-out (and now government-controlled) insurer.

"Government officials have tried to quell these concerns by calling potential asset-buyers “good guys” and providing assurances that they will be exempt from pay restrictions aimed at recipients of taxpayer largesse. But fear abounds that they will become the next target of self-righteous politicians, especially if they are seen to be reaping windfalls. 'The political risks are scary,' says one hedge-fund manager, who also points out that some of the plan’s details are still missing: for instance, the interest rate and duration on loans for mortgage-backed securities have yet to be determined."

Anyone who knows Wall Street knows that risk equals money. The more risk you want an investor to take, the more you'll have to pay them. So, in order to recover $50 million from one company, we've raised the investment risk for all the others. How much extra will they need to be paid to participate in Geithner's plan? Tough to tell, but I bet it'll be waaaaaaaaaaaaay more than $50 million.

College Football

I spent yesterday afternoon watching the Cal Bears beat the Colorado State Rams and had a blast (thanks again for the ticket, Chris!).  The thing is, I don't normally root for either team.  So why did I enjoy the game so much?  

There really is something special about college football--something pro ball lost years ago.  The fans cheer for good plays, even during a blowout.  They know the fight song and aren't afraid to sing it.  The players aren't prima donnas who only try when they feel like it and are too good to mix with the rabble who pay to see them play.  The stadiums don't have luxury boxes, and their names aren't for sale.  It's football done right.

And if Notre Dame is playing (and winning), it's football done perfect.

Citibank Settlement

Okay, now I can talk about it.  Actually, after the surprisingly extensive news coverage to date (I was a little surprised to see articles in Irish and Turkish news outlets), there's not much to add.  Here are links to a few of the articles from the past week:

http://www.law.com/jsp/article.jsp?id=1202424087801

http://www.businessworld.ie/livenews.htm?a=2263901;s=rollingnews.htm

http://www.todayszaman.com/tz-web/detaylar.do?load=detay&link=151587&bolum=105

http://www.sfgate.com/cgi-bin/article.cgi?f=/c/a/2008/08/27/BU3A12ILN1.DTL&hw=egelko&sn=009&sc=384

Whoa, has it really been five months since I posted? Time flies when you're having fun.* A lot of that time has been spent working on a case that I'm pretty pumped about and that recently settled. It's still under seal, so I can't talk about it yet. It should be unsealed in the next week or so, though, and I'll comment on it then. For now, suffice it to say that it's cases like this that remind me why I decided to leave big firm life and go to work for the Department of Justice.

I've also been busy promoting my new novel, Blood Brothers, which just released. Here are a couple of recent interviews:

http://lenanelsondooley.blogspot.com/2008/08/author-rick-acker-blood-brothers-free.html

http://margaretdaley.blogspot.com/2008/08/rick-ackers-interview.html


I've been thrilled with the response that Blood Brothers has gotten from reviewers. Writing a sequel is always tough because it's hard to both keep the flavor of the first book and make the new one different and fresh. So I was a little nervous while writing BB, but so far the reviews have been better than I hoped. Here are a few:

http://relzreviewz.blogspot.com/2008/08/blood-brothers-by-rick-acker-giveaway.html

http://projectinga.blogspot.com/2008/07/grpr-blood-brothers-by-rick-acker.html

http://www.thesuspensezone.com/ReviewBloodBrothers.html

http://christianreviewofbooks.com/blood_brothers_by_rick_acker.htm

http://www.romantictimes.com/books_review.php?book=35686

http://www.inthelibraryreviews.net/AckerRick.html




*In this context, "fun" means "weekly deadlines and a state budget crisis."

Artists and Cooks

Most of the writers I've met fall into two basic categories, which I'll call artists and cooks.  Artists view their manuscripts in much the same way a painter might view his or her paintings.  They want their work to be true to their vision, innovative, and even difficult.  If they're religious, they'll often feel that God has given them a specific message that they are to communicate through their writing.  They're more interested in enlightening or challenging their readers than in entertaining them.

Cooks, on the other hand, are all about entertaining.  They want to write books that are fun to read and will get published, so they'll cheerfully do market research to find out what genres are popular, hire professional editors to trim their manuscripts, and so on.  They don't view this as selling out anymore than a professional chef thinks he or she is selling out by trying to create popular dishes.  Sure, a wasabi-based mousse or a chocolate-stuffed salmon might be innovative and challenging, but they won't bring in many customers.

The best writing, of course, is a combination of the two approaches--entertaining tales that are artistically written, like Fitzgerald's The Great Gatsby and Dickens' A Tale of Two Cities.  This doesn't bother most Cooks.  After all, what chef doesn't want to be called an artist?  Artists, however, sometimes reject the notion that they should try to write in ways that appeal to acquisitions editors and average readers.  That's fine, but if you're an Artist, you'll need to get used to the reality that publishers are in the business of selling books, not subsidizing art and enlightment.

Mount Hermon

Well, I'm off to the Mount Hermon Christian Writers Conference in a few days.  This is the first one of these I've gone to, and it should be a great time.  The workshops look good, but what I'm really looking forward to is meeting the other attendees--several of whom I know, but have never met.   In fact, I've never met most of the people I know through my writing, primarily because few of them are in California:  my publisher is in Michigan, my publicists are in Tennessee, and the endorsers for Blood Brothers (my most recent novel) are in Illinois and Washington.  It'll be nice to actually meet more of them--and to get to know other writers.  I'll try to post from the conference and let you know what it's like.